Is your bank-insurance business ready for a compliance audit?
Find out at the next ABIA Compliance and Risk Management Best Practices Panel. These panels help banks with the complex insurance-specific compliance and operational risk management issues ABIA members face daily.
Date: Thursday, March 28, 2013 @ 2:00 PM EASTERN TIME
Panel Chairs: Doug Harrison, BB&T and Brian Casey, Locke Lord LLP
Guest Speakers: Chrys Lemon and Adam Maarec, McIntyre and Lemon PLLC, ABIA outside counsel
Several large banking institutions are experiencing compliance audits covering insurance products sold in connection with banking products, by affiliated entities, and under joint marketing agreements. With this increased regulatory scrutiny of insurance issues, all institutions should be prepared for a regulatory audit. The upcoming Compliance and Risk Management Best Practices Panel webinar will help banks and bank-owned agencies develop compliance management systems that will be useful in responding to audit inquiries.
Join us to learn more.