Bank Insurance Agency Management
Community Banks and Insurance
Compliance and Risk Management
Wealth Management
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Thursday, September 25, 2014

ABIA Holds Compliance Webinar on Annuities

Today, the American Bankers Insurance Association held a Compliance Webinar on Annuities.  Chrys Lemon of McIntyre & Lemon, PLLC discussed annuity sales practices.  Other topics discussed included:
  • New CFPB TILA/RESPA Small Bank Compliance Guide
  • Complying with state suitability requirements
  • FINRA safe harbor
  • Annuity disclosures
  • Contingent deferred annuities
View the presentation.

Download the recording.