Tabs

Bank Insurance Agency Management
Community Banks and Insurance
Compliance and Risk Management
Wealth Management
Insurance Product Marketing
Advocacy

Thursday, September 25, 2014

ABIA Holds Compliance Webinar on Annuities

Today, the American Bankers Insurance Association held a Compliance Webinar on Annuities.  Chrys Lemon of McIntyre & Lemon, PLLC discussed annuity sales practices.  Other topics discussed included:
  • New CFPB TILA/RESPA Small Bank Compliance Guide
  • Complying with state suitability requirements
  • FINRA safe harbor
  • Annuity disclosures
  • Contingent deferred annuities
View the presentation.

Download the recording.